ChFC

Marc Bernstein

41 Years of Experience

Sandy, UT

1 DisclosureBrokerSells Insurance

Marc Bernstein is a ChFC-designated registered investment advisor at Diversify Advisory Services, LLC, based in Sandy, UT, with 41 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 3,698 clients with $3.2B in assets under management.

Diversify Advisory Services, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

111 advisors

Number of Clients

3,698 clients

Average Client Portfolio

$867K average

Assets Under Management

$3.2B

Fee Structure

Planning is included in investment management (also available separately)

Diversify Advisory Services charges a fee based on the value of your investments. The exact fee depends on the platform and the advisor you work with. Fees are negotiable, with a maximum annual rate of 1.75% for AMS, OMS, and DMS platforms. The Wealth Accumulator Strategy has a maximum fee of 1.00%. Envestnet Portfolio Solutions has a maximum fee of 2.00%. Pontera Retirement Solutions has a maximum fee of 2.00%. These fees do not include custodial fees or underlying investment fees. Some platforms also have strategy fees.

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Location

9017 S Riverside Dr., Suite 210, Sandy, UT, 84070

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History

Regulatory History (1)

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Criminal

April 1976

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Marc is an attorney, board member for multiple organizations, and an author. He is also a partner in March Forward, a life insurance brokerage, dedicating about a quarter to about half of his time to insurance sales and service.

Employment History

Current Registrations

Diversify Advisory Services, LLC

December 2023 - Present · 2 yrs 7 mos

Dfpg Investments, LLCBroker

October 2022 - Present · 3 yrs 9 mos

Previous Registrations

Dfpg Investments, LLC

October 2022 - December 2023 · 1 yr 2 mos

Hornor, Townsend & Kent, LLC

March 2015 - October 2022 · 7 yrs 7 mos

Hornor, Townsend & Kent, LLCBroker

January 2015 - October 2022 · 7 yrs 9 mos

Metlife Securities INC.

July 2012 - December 2014 · 2 yrs 5 mos

Metlife Securities INC.Broker

May 2012 - December 2014 · 2 yrs 7 mos

Cfg Asset Management LLC

October 2010 - February 2015 · 4 yrs 4 mos

New England Securities Corporation

July 2002 - January 2015 · 12 yrs 6 mos

New England SecuritiesBroker

March 1986 - January 2015 · 28 yrs 10 mos

Pruco Securities CorporationBroker

August 1984 - February 1986 · 1 yr 6 mos

State Registrations23 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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