RD
RD

Randy Dombrowski

41 Years of Experience
Fort Myers, FL
3 DisclosuresBroker

Randy Dombrowski is a registered investment advisor at Morgan Stanley, based in Fort Myers, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7811 University Pointe Drive, Suite 100, Fort Myers, FL, 33907

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Denied
Customer Dispute
July 2001
Settled
Customer Dispute
March 1996
Settled
Other Business Activities

Randy is involved with Delinquent Parking Debt Recovery Co and City Assist LLC since 2011. This activity is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2003 - June 2009 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
July 1984 - May 1988 · 3 yrs 10 mos
State Registrations39 states
ALAZCACOCTDEFLGAHIILINKSKYLAMAMDMIMNMOMSMTNCNDNENJNYOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.