John Morgenthaler
John Morgenthaler is a registered investment advisor at Osaic Wealth, INC., based in Malvern, PA, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
110 N Phoenixville Pike, Suite 300, Malvern, PA, 19355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is affiliated with multiple entities, including Wharton Business Group where he is a statutory agent and sells life insurance, taking about two-thirds of his time. He also receives rental income from 2329 Yellow Springs Road LP, coaches football, and is an investment adviser representative for Wharton Wealth Management.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Wharton Wealth Management, LLC
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Principal Securities, INC.Broker
Princor Financial Services CorporationBroker
Fsc Securities CorporationBroker
Capital Analysts, IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.