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Frank Convertini

28 Years of Experience
Hackensack, NJ
Broker

Frank Convertini is a registered investment advisor at Cetera Investment Advisers LLC, based in Hackensack, NJ, with 28 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1 University Plaza, Suite 205, Hackensack, NJ, 07601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank is a partner at Wetter&Convertini, CPA.LLC, spending nearly full-time there. He also owns Frank J. Convertini, CPA PC, where he prepares tax returns and financial statements, also dedicating nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2009 - Present · 16 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
C. J. M. Planning CORP.Broker
January 2001 - October 2005 · 4 yrs 9 mos
F. L. Equities, INC.Broker
October 1985 - June 1989 · 3 yrs 8 mos
State Registrations5 states
CAFLMENJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frank Convertini - Financial Advisor | TrueAdvisor