James Mathis is a registered investment advisor at Calton & Associates, INC., based in Dallas, TX, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
4514 Cole Ave, Suite 600, Dallas, TX, 75205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is an Investment Advisor Representative (IAR) with Integrated Advisors Network LLC, providing wealth management services, dedicating nearly full-time to this role. He also works as an outside consultant for VISAQ/Coleman Research, providing input to their clients, dedicating minimal time to this activity.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Integrated Advisors Network LLC
Previous Registrations
First Financial Equity CorporationBroker
Zt Wealth Advisory
Aspen Equity Partners, LLCBroker
Edi Investment Advisor Corporation
Edi Financial, INC.Broker
First Southwest CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.