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Nancy Williams

41 Years of Experience
Macon, GA
1 DisclosureBroker

Nancy Williams is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Macon, GA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

3920 Arkwright Rd, Macon, GA, 31210

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2016 - Present · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2016 - Present · 10 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
February 2003 - June 2016 · 13 yrs 4 mos
Wells Fargo Advisors, LLCBroker
June 2002 - June 2016 · 14 yrs
Wachovia Securities, INC.
April 2001 - June 2002 · 1 yr 2 mos
Wachovia Securities, INC.Broker
October 2000 - June 2002 · 1 yr 8 mos
Banc of America Investment Services, INC.Broker
January 1998 - October 2000 · 2 yrs 9 mos
NationssecuritiesBroker
June 1993 - January 1998 · 4 yrs 7 mos
Nationsbanc Securities, INC.Broker
March 1992 - June 1993 · 1 yr 3 mos
Nationsbanc Securities of Georgia, INC.Broker
April 1988 - March 1992 · 3 yrs 11 mos
Dean Witter Reynolds INC.Broker
August 1984 - April 1988 · 3 yrs 8 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.