JF
JF

James Fletcher

41 Years of Experience
Las Cruces, NM
1 DisclosureBroker

James Fletcher is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Las Cruces, NM, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

425 S Telshor Blvd, Las Cruces, NM, 88011

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
Other Business Activities

James is a general partner in Fletcher Farm Properties, LLC, which holds stock and borrows funds to buy out shares of Fletcher Farm, Inc. He also serves as an officer of Fletcher Farms, Inc., with the LLC he co-owns holding 50% of the shares; these activities take minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1984 - Present · 41 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1984 - Present · 41 yrs 9 mos
State Registrations48 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.