FK
FK

Frances Kerhulas

36 Years of Experience
Spartanburg, SC
Broker

Frances Kerhulas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Spartanburg, SC, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1983 S. Pine Street, Spartanburg, SC, 29302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2021 - Present · 5 yrs 5 mos
Raymond James Financial Services Advisors, INC
April 2021 - Present · 5 yrs 5 mos
Previous Registrations
Oppenheimer & CO. INC.
August 2013 - April 2021 · 7 yrs 8 mos
Oppenheimer & CO. INC.Broker
August 2013 - April 2021 · 7 yrs 8 mos
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley
June 2009 - November 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.
October 2003 - June 2009 · 5 yrs 8 mos
Citigroup Global Markets INC.Broker
November 1988 - June 2009 · 20 yrs 7 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frances Kerhulas - Financial Advisor | TrueAdvisor