William Rae
William Rae is a registered investment advisor at Wells Fargo Advisors, based in Rhinebeck, NY, with 42 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6423 Montgomery St Ste 10, 2nd Fl, Rhinebeck, NY, 12572
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2002Other Business Activities
William is the co-executor of his aunt's estate since 2020 and executor of his mother's estate since 2022, dedicating minimal time to each. Both activities are investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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