Mitchel Shapiro
Mitchel Shapiro is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 41 years of industry experience. Mitchel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Boca Raton, FL
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Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Mitchel sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating nearly full-time hours to this activity. He also owns MDS Investments, an IRA-LLC, and Shapiro Financial Advisors South, LLC, where he advises clients on financial matters, dedicating nearly full-time hours to this activity as well.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Smart Financial Advisors, LLC
Cetera Advisors LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.