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Anthony Rocco

41 Years of Experience
Wilton, CT
Broker

Anthony Rocco is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilton, CT, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

44 Old Ridgefield Road, Suite 234, Wilton, CT, 06897

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony works as an independent contractor refereeing high school lacrosse and football since 2010. This takes about 10-20% of his time and does not occur during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
February 2008 - Present · 18 yrs 3 mos
Previous Registrations
Raymond James Financial Services
April 2008 - January 2009 · 9 mos
First Investors CorporationBroker
July 1984 - February 2008 · 23 yrs 7 mos
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Rocco - Financial Advisor | TrueAdvisor