Lisa Heerwagen is a registered investment advisor at Qp Wealth Management, LLC, based in Summerland Key, FL, with 19 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 121 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees negotiable for accounts over $10,000,001. QP Wealth Management does not bill the base fee for Alternative Investments, but instead charges a 1% investment due diligence fee upon receipt of executed subscription documents and an ongoing investment management fee of 1.00% of the most recent valuation provided by the fund as of the last day of the previous month. The Alternative Investments are counted in the portfolio value for break points in the base fee. The Firm will recommend an adviser share class and will charge the client 0.25% to advise on 529 accounts.
Fee Estimator
Location
Summerland Key, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa is the Co-Founder, COO, and CCO of QP Wealth Management, LLC, an investment-related business. She dedicates nearly full-time hours to compliance, operations, and client support.
Employment History
Current Registrations
Qp Wealth Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Morgan Stanley
Morgan StanleyBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.