Arthur Norton is a registered investment advisor at Araglan Capital Management , LLC, based in Stamford, CT, with 41 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 32 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.5M | 1.00% |
| $3.5M - $10.0M | 0.75% |
| $10M+ | 0.40% |
These rates apply to equity investments. For fixed income investments, the annual fee is 0.40% on the first $500,000 and 0.25% on amounts over $500,000. A minimum annual fee of $1,000 is required for investment management services. Fees may be negotiable.
Fee Estimator
Location
One Landmark Square, Suite 801, Stamford, CT, 06901
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Arthur is the Managing Director of Araglan Capital Management, LLC, where he runs an equity portfolio. He is also President of Business and Financial Services, Incorporated and Vice Chair of the Town of Greenwich's Board of Estimate and Taxation.
Employment History
Current Registrations
Araglan Capital Management , LLC
Previous Registrations
Private Client Services, LLCBroker
H. Beck, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Keogler, Morgan & Company, INC.Broker
United Planners' Financial Services of America a Limited PartnerBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Robert Thomas Securities, INCBroker
First Affiliated Securities, INC.Broker
Travelers Equities Sales, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.