Gregory Stein
Gregory Stein is a registered investment advisor at MML Investors Services, LLC, based in Chesterfield, MO, with 41 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
16150 Main Circle Drive, Suite 400, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2023Judgment / Lien
January 2021Judgment / Lien
November 2012Judgment / Lien
September 2008Employment Separation After Allegations
July 1997Other Business ActivitiesSells Insurance
Gregory is an independent insurance agent selling life, accident, and health insurance products since 2016, dedicating minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Century Securities Associates INC
Century Securities Associates, INC.Broker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Morgan Keegan & Company, INC.Broker
Morgan Keegan & Company, INC.
Union Planters Investment Advisors, INC.
Pfic Securities CorporationBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Advest, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.