Elizabeth Updike
Elizabeth Updike is a registered investment advisor at Osaic Wealth, INC., based in Vienna, VA, with 39 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8219 Leesburg Pike, Suite 200, Vienna, VA, 22182
Get directionsHistory
Regulatory History (2)
Financial
June 2019Customer Dispute
January 2015Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
MML Investors Services, LLCBroker
W R Rice Financial Services, INC.Broker
Riversource Distributors, INC.Broker
Allianz Life Financial Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Directed Services, INC.Broker
Aetna Investment Services, LLCBroker
Transamerica Securities Sales CorporationBroker
Bisys Fund Services Limited PartnershipBroker
Directed Services, INC.Broker
Guardian Investor Services CorporationBroker
Penn Mutual Equity Services, INC.Broker
Chubb Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.