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CFP

David Martin

Royal Fund Management, LLC
41 Years of Experience
Naples, FL
7 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

David Martin is a CFP-designated registered investment advisor at Royal Fund Management, LLC, based in Naples, FL, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.

Royal Fund Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
83 advisors
Number of Clients
4,966 clients
Average Client Portfolio
$314K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.50%
$1M+1.25%

Options strategy has a separate fee schedule ranging from 1.50% to 2.00%. Dividend enhancement overlay strategy adds 0.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Naples, FL

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Settled
Customer Dispute
May 2007
Denied
Employment Separation After Allegations
May 2003
Customer Dispute
March 2003
Settled
Customer Dispute
March 2002
Settled
Customer Dispute
June 1998
Settled
Regulatory
January 1996
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is the president of Advanced College Planning LLC, dedicating full-time hours to this role. He is also an independent licensed insurance agent and runs insurance fees through Financial Security Planners, LLC, where he is CCO/President/Managing Member/Insurance Agent.

Employment History
Current Registrations
Royal Fund Management, LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Financial Security Planners LLC
November 2018 - May 2021 · 2 yrs 6 mos
Global Investment Advisors, LLC
September 2016 - December 2017 · 1 yr 3 mos
Essex Securities LLCBroker
July 2016 - December 2017 · 1 yr 5 mos
Investors Capital Advisory
January 2005 - July 2016 · 11 yrs 6 mos
Investors Capital CORP.Broker
June 2003 - July 2016 · 13 yrs 1 mo
Eastern Point Advisors INC.
May 2003 - December 2004 · 1 yr 7 mos
Investment Advisors
September 1999 - May 2003 · 3 yrs 8 mos
Proequities, INC.Broker
September 1998 - May 2003 · 4 yrs 8 mos
Tower Square Securities, INC.Broker
February 1996 - September 1998 · 2 yrs 7 mos
Advantage Capital CorporationBroker
August 1994 - February 1996 · 1 yr 6 mos
Travelers Equities Sales, INC.Broker
September 1984 - August 1994 · 9 yrs 11 mos
State Registrations3 states
CTFLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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