David Martin
David Martin is a CFP-designated registered investment advisor at Royal Fund Management, LLC, based in Naples, FL, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Certain existing clients may be billed under a different fee schedule. An additional 0.25% is charged for the Dividend Enhancement Overlay Strategy. Accounts managed with option strategies have a different fee schedule: $100,000 - $250,000: 2.00%, $250,001 - $500,000: 1.75%, $500,001 and Above: 1.50%. Fees are negotiable.
Fee Estimator
Location
Naples, FL
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2010Customer Dispute
May 2007Employment Separation After Allegations
May 2003Customer Dispute
March 2003Customer Dispute
March 2002Customer Dispute
June 1998Regulatory
January 1996Other Business ActivitiesSells Insurance
David is the president of Advanced College Planning LLC, dedicating full-time hours to this role. He is also an independent licensed insurance agent and runs insurance fees through Financial Security Planners, LLC, where he is CCO/President/Managing Member/Insurance Agent.
Employment History
Current Registrations
Royal Fund Management, LLC
Previous Registrations
Financial Security Planners LLC
Global Investment Advisors, LLC
Essex Securities LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
Eastern Point Advisors INC.
Investment Advisors
Proequities, INC.Broker
Tower Square Securities, INC.Broker
Advantage Capital CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.