Therese Shardlow
Therese Shardlow is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
465 E. Fir Ave Suite 105, Fresno, CA, 93720-2975
Get directionsHistory
Regulatory History (2)
Financial
October 2018Judgment / Lien
September 2014Other Business Activities
Therese operates under multiple DBAs, including Thiesen Dueker Financial Consulting Group and Thiesen Dueker Group, all located in Fresno, CA. These activities appear to be related to her financial consulting business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
Sloan Securities CORP.Broker
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
U.S. Bancorp Piper Jaffray INC.
U.S. Bancorp Piper Jaffray INC.Broker
Prudential Securities IncorporatedBroker
Westamerica Investment CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.