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Debra Draughan

32 Years of Experience
Inglewood, CA
Broker

Debra Draughan is a registered investment advisor at The Process Management Group, LLC, based in Inglewood, CA, with 32 years of industry experience. Debra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments.

Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Inglewood, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Debra is the sole owner of The Process Management Group, LLC, a registered investment adviser, and Top Capital Advisors Inc, a FINRA member broker-dealer.

Employment History
Current Registrations
The Process Management Group, LLC
February 2017 - Present · 9 yrs 3 mos
Top Capital Advisors, INC.
December 2013 - Present · 12 yrs 5 mos
Top Capital Advisors, INC.Broker
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
The Process Management Group, LLC
June 2012 - December 2016 · 4 yrs 6 mos
Ivp Capital, LLCBroker
July 2011 - December 2013 · 2 yrs 5 mos
Ariane Capital Partners LLCBroker
April 2007 - May 2011 · 4 yrs 1 mo
Potomac Capital Markets, LLCBroker
June 2002 - February 2003 · 8 mos
Liati Capital, LLCBroker
January 2001 - April 2002 · 1 yr 3 mos
Salomon Smith Barney INC.Broker
November 1998 - February 2000 · 1 yr 3 mos
Smith Whiley Securities, INC.Broker
May 1996 - April 1998 · 1 yr 11 mos
Aeltus Capital, INCBroker
May 1993 - June 1994 · 1 yr 1 mo
Aetna Financial Services, INC.Broker
April 1992 - March 1995 · 2 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
April 1988 - March 1990 · 1 yr 11 mos
Oppenheimer & CO., INC.Broker
February 1988 - June 1988 · 4 mos
L. F. Rothschild & CO. IncorporatedBroker
January 1988 - February 1988 · 1 mo
Wr Lazard & Laidlaw IncorporatedBroker
March 1987 - March 1989 · 2 yrs
Bear, Stearns & CO. INC.Broker
March 1987 - August 1987 · 5 mos
Salomon Brothers INC.Broker
September 1984 - February 1987 · 2 yrs 5 mos
State Registrations14 states
CACTDCFLGAILMAMDMENJNYORPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.