Richard Isaacs
Richard Isaacs is a registered investment advisor at LPL Financial LLC, based in Woodland Hills, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
21300 Victory Blvd Suite 660, Woodland Hills, CA, 91367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard operates under the DBA Allegiance Financial Group for his LPL business, dedicating minimal time. He also has a business entity, RGI Financial, for tax/investment purposes only, requiring minimal time, and is an agent for non-variable insurance, spending about 10-20% of his time on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
LPL Financial LLC
LPL Financial LLCBroker
M.L. Stern & CO. INC.Broker
New England SecuritiesBroker
Eab Securities, INC.Broker
Natwest USA Brokerage Services CorporationBroker
Bevill, Bresler & Schulman IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.