Lew Lemon is a registered investment advisor at LPL Financial LLC, based in Sacramento, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7770 College Town Dr, Sacramento, CA, 95826
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2014Other Business Activities
Lew spends about 10-20% of his time meeting with credit union members and referring them to credit union staff for traditional products. He also operates under the DBA Golden 1 Investment Services for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Xcu Capital Corporation, INC.
Xcu Capital Corporation, INC.Broker
Financial Network Investment CorporationBroker
Round Hill Securities, INC.Broker
CUNA Brokerage Services, INC.Broker
Cowles, Sabol & Company, IncorporatedBroker
First Interstate Investments,inc.Broker
Jmc Financial CorporationBroker
CUNA Brokerage Services, INC.Broker
Security First Financial, INC.Broker
Essex National Securities, INC.Broker
Fn Investment CenterBroker
Gna Securities, INC.Broker
Mony Securities CORP.Broker
Transinternational Securities, IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.