Phuc Le
Phuc Le is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Duluth, GA, with 37 years of industry experience. Phuc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3235 Satallite Blvd, Bldg 400 St 300, Duluth, GA, 30096
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2000Other Business ActivitiesSells Insurance
Phuc is the full-time owner of Providential Legacy Group, LLC, where he builds and develops financial professionals. He also works a few hours per week as an insurance agent selling fixed insurance products with various companies.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Bma Financial Services, INC.Broker
Wma Securities, INC.Broker
United Securities Alliance, INC.Broker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
First American National Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.