PL
ChFC
PL
ChFC
Phuc Le is a ChFC-designated registered investment advisor, based in Hoschton, GA, with 38 years of industry experience. Phuc is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Hoschton, GA
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
June 2000Other Business ActivitiesSells Insurance
Phuc is the full-time owner of Providential Legacy Group, LLC, where he builds and develops financial professionals. He also works a few hours per week as an insurance agent selling fixed insurance products with various companies.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
April 2020 - August 2023 · 3 yrs 4 mos
Securian Financial Services, INC.Broker
March 2020 - August 2023 · 3 yrs 5 mos
Prudential Financial Planning Services
May 2013 - February 2020 · 6 yrs 9 mos
Pruco Securities, LLC.Broker
January 2013 - February 2020 · 7 yrs 1 mo
Hornor, Townsend & Kent, INC.
June 2009 - February 2013 · 3 yrs 8 mos
Hornor, Townsend & Kent, INC.Broker
June 2009 - February 2013 · 3 yrs 8 mos
Ameriprise Financial Services, INC.
April 2009 - June 2009 · 2 mos
Ameriprise Financial Services, INC.Broker
April 2009 - June 2009 · 2 mos
AXA Advisors, LLC
September 2006 - October 2008 · 2 yrs 1 mo
AXA Advisors, LLCBroker
February 2006 - October 2008 · 2 yrs 8 mos
Metlife Securities INC.Broker
December 2001 - April 2004 · 2 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
December 2001 - April 2004 · 2 yrs 4 mos
Bma Financial Services, INC.Broker
January 2001 - August 2001 · 7 mos
Wma Securities, INC.Broker
February 1996 - June 2000 · 4 yrs 4 mos
United Securities Alliance, INC.Broker
April 1995 - January 1996 · 9 mos
Wma Securities, INC.Broker
June 1994 - May 1995 · 11 mos
Intersecurities, INC.Broker
January 1992 - June 1994 · 2 yrs 5 mos
First American National Securities, INC.Broker
January 1985 - January 1992 · 7 yrs
State Registrations6 states
ALCAFLGANCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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