Richard Allen
Richard Allen is a registered investment advisor at 4 Seasons Advisors, based in Princeton, WV, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 10 clients with $700K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable depending upon the needs of the client and complexity of the situation.
Fee Estimator
Location
1122 Mercer Street, Princeton, WV, 24740
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
August 2009Civil
January 2009Customer Dispute
April 2005Other Business ActivitiesSells Insurance
Richard is involved in several outside business activities, including outbrokerage insurance sales, rental property management, P&C insurance sales, and the sale of dietary supplements. He dedicates nearly full-time hours to outbrokerage insurance sales, a few hours per week to rental property, about a quarter of his time to P&C insurance sales, and minimal time to dietary supplements.
Employment History
Current Registrations
4 Seasons Advisors
Previous Registrations
Kalos Management
Prudential Financial Planning Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.