John Lancaster
John Lancaster is a CFP, ChFC-designated registered investment advisor at Ausdal Financial Partners, INC., based in Arlington Heights, IL, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
Arlington Heights, IL
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Regulatory History (1)
Customer Dispute
August 2022Other Business ActivitiesSells Insurance
John is the 100% owner and president of The Lancaster Company Inc. since 1983, selling various insurance products. This takes more than full-time hours per month, with a few hours during trade hours.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Waterstone Financial Group, INC.Broker
Lifemark Securities CORP.Broker
Linsco/private Ledger CORP.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Capital Analysts, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.