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Larry Lincoln

37 Years of Experience
Wilmington, DE
2 DisclosuresBroker

Larry Lincoln is a registered investment advisor at Wells Fargo Advisors, based in Wilmington, DE, with 37 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1013 Centre Rd, Ste 229, Wilmington, DE, 19805

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Closed-No Action
Criminal
October 1974
Final Disposition
Other Business Activities

Larry has 100% ownership of Rose Financial LLC, a financial practice. This activity takes Larry a full-time commitment, including during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2023 - Present · 3 yrs
Wells Fargo Advisors
October 2023 - Present · 3 yrs
Previous Registrations
RBC Capital Markets, LLCBroker
July 2017 - November 2023 · 6 yrs 4 mos
RBC Capital Markets, LLC
July 2017 - November 2023 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1998 - June 2017 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - June 2017 · 27 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1988 - October 1989 · 11 mos
State Registrations18 states
CADEFLGALAMDMINCNJNMNYOHPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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