Ronald Nalven is a CFP-designated registered investment advisor, based in Melbourne Beach, FL, with 40 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Melbourne Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is a musician and band leader/drummer for Wishing Star Entertainment Group LLC, dedicating about 10-20% of his time to this non-investment related activity since 2006. He also appears to be involved with group benefits insurance through Skylands Financial Group LLC.
Employment History
Current Registrations
Modern Capital Securities INC.Broker
Modern Capital Securities INC.
Modern Capital Advisors, LLC
Previous Registrations
Modern Capital Advisors, LLC
Liberty Partners Financial Services, LLCBroker
Investors Capital CORP.Broker
Investors Capital Advisory
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Securities Service Network, INC.Broker
Guardian Investor Services CorporationBroker
Cadaret, Grant & CO., INC.Broker
Guardian Investor Services CorporationBroker
W.D.R. Equity Resources, INC.Broker
MML Investors Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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