Ronald Nalven is a CFP-designated registered investment advisor, based in Raleigh, NC, with 40 years of industry experience.
Location
7780 Brier Creek Parkway, Suite 325, Raleigh, NC, 27617
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Regulatory History (4)
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Judgment / Lien
November 2016Judgment / Lien
June 2015Judgment / Lien
December 2014Judgment / Lien
September 2014Other Business ActivitiesSells Insurance
Ronald is a musician and band leader/drummer for Wishing Star Entertainment Group LLC, dedicating about 10-20% of his time to this non-investment related activity since 2006. He also appears to be involved with group benefits insurance through Skylands Financial Group LLC.
Employment History
Current Registrations
Modern Capital Securities INC.Broker
December 2025 - Present · 4 mos
Modern Capital Securities INC.
December 2025 - Present · 4 mos
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 3 mos
Previous Registrations
Modern Capital Advisors, LLC
January 2017 - December 2021 · 4 yrs 11 mos
Liberty Partners Financial Services, LLCBroker
October 2016 - October 2025 · 9 yrs
Investors Capital CORP.Broker
March 2014 - September 2016 · 2 yrs 6 mos
Investors Capital Advisory
March 2014 - September 2016 · 2 yrs 6 mos
Royal Alliance Associates, INC.
January 2007 - April 2014 · 7 yrs 3 mos
Royal Alliance Associates, INC.Broker
April 2001 - April 2014 · 13 yrs
Securities Service Network, INC.Broker
September 1997 - April 2001 · 3 yrs 7 mos
Guardian Investor Services CorporationBroker
February 1995 - June 1997 · 2 yrs 4 mos
Cadaret, Grant & CO., INC.Broker
January 1995 - October 1997 · 2 yrs 9 mos
Guardian Investor Services CorporationBroker
September 1990 - January 1995 · 4 yrs 4 mos
W.D.R. Equity Resources, INC.Broker
September 1987 - September 1990 · 3 yrs
MML Investors Services, INC.Broker
December 1985 - October 1987 · 1 yr 10 mos
State Registrations1 state
NJ
Advisor
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Exams
No exam information available for this advisor.