Richard Morris
Richard Morris is a registered investment advisor at LPL Financial LLC, based in Monroe Twp, NJ, with 40 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1600 Perrineville Rd, Unit 18, Monroe Twp, NJ, 08831
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2023Customer Dispute
November 2012Customer Dispute
September 2009Customer Dispute
August 2009Customer Dispute
November 2008Other Business Activities
Richard operates under two DBAs, Northfield Investment Services (since 2018) and SI Investment Services (since 2020), for his LPL business. He dedicates minimal time to SI Investment Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Butcher & Singer INC.Broker
The Stuart-James Company, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.