Kerry Moy is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 42 years of industry experience. Kerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (4)
Regulatory
February 2021Employment Separation After Allegations
May 2019Customer Dispute
December 2018Customer Dispute
October 2007Other Business Activities
Kerry is an owner/partner in K Moy, LLC, an entity that invests in several restaurants, but is not active in running them. Kerry is also a passive investor in The M2K Group, LLC, and a board member of The Ritz Carlton HOA, and uses Moy Wealth Advisors LLC as a DBA for their advisory business.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Western International Securities
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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