Richard Rosen is a CFA-designated registered investment advisor at Pinnacle Associates, LTD., based in New York, NY, with 13 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,568 clients with $9.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Associates charges an annual management fee based on the value of your portfolio. The fee generally ranges from 0.50% to 1.50% per year, depending on the type of client, investment strategy, and complexity of services. The fee is usually charged quarterly, based on the market value of your portfolio at the end of the previous quarter.
Location
286 Madison Avenue, 20th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Pinnacle Associates, LTD.
Previous Registrations
Satucket Capital Management, LLC
TD Private Client Wealth LLC
Satucket Capital Management, LLC
State Registrations2 states
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