JF
JF

John Francis

35 Years of Experience
Jacksonville, FL
Broker

John Francis is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

6735 Southpoint Drive, Jacksonville, FL, 32216

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is involved in numerous real estate and business ventures, including ownership of multiple properties and companies in Florida and Costa Rica. He spends minimal time, about an hour per month, on administrative tasks related to these ventures.

Employment History
Current Registrations
Morgan Stanley
September 2016 - Present · 9 yrs 10 mos
Morgan StanleyBroker
August 2016 - Present · 9 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2012 - August 2016 · 3 yrs 9 mos
Ameriprise Financial Services, INC.Broker
November 2012 - August 2016 · 3 yrs 9 mos
Waddell & Reed, INC.
December 2010 - December 2012 · 2 yrs
Waddell & Reed, INC.Broker
October 2010 - December 2012 · 2 yrs 2 mos
First New York Securities L.L.C.Broker
December 2008 - June 2009 · 6 mos
Sbc Warburg Dillon Read INC.Broker
June 1998 - June 1998 · 0 mos
UBS Securities LLCBroker
April 1996 - March 2004 · 7 yrs 11 mos
Cs First Boston CorporationBroker
February 1994 - March 1996 · 2 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1993 - March 1994 · 11 mos
UBS Securities INC.Broker
April 1992 - March 1993 · 11 mos
Dillon, Read & CO. INC.Broker
September 1985 - March 1992 · 6 yrs 6 mos
Gibraltar Securities CO.Broker
October 1984 - June 1985 · 8 mos
Blinder, Robinson & Co.,inc.Broker
August 1984 - November 1984 · 3 mos
State Registrations32 states
ALAZCACOCTDCFLGAHILAMAMDMIMONCNHNJNMNVNYOHOKPASCTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.