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Peter Gardiner

19 Years of Experience
Venice, CA
3 Disclosures

Peter Gardiner is a registered investment advisor at The Investment House LLC, based in Venice, CA, with 19 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 253 clients with $2.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
253 clients
Average Client Portfolio
$9.8M average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fees range from 0% to 1.0%, with the majority of clients charged 1.0%. Fees are negotiable at the firm's discretion. Assets invested in The Investment House Growth Fund and affiliated private funds are excluded from the fee calculation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Venice, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1996
Final
Regulatory
April 1991
Final
Civil
March 1991
Final
Employment History
Current Registrations
The Investment House LLC
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Merriman Asset Management, INC.
May 2012 - July 2012 · 2 mos
Onyx Partners, IncorporatedBroker
November 1995 - November 1997 · 2 yrs
Drexel Burnham Lambert IncorporatedBroker
November 1985 - March 1988 · 2 yrs 4 mos
Cresvale International, INC.Broker
August 1984 - June 1985 · 10 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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