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Stephen Baker

Folger Nolan Fleming Douglas Incorporated
37 Years of Experience
Washington, DC
Broker
View SEC Summary
View SEC Summary

Stephen Baker is a registered investment advisor at Folger Nolan Fleming Douglas Incorporated, based in Washington, DC, with 37 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 262 clients with $800M in assets under management.

Folger Nolan Fleming Douglas Incorporated
Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
Number of Clients
262 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$797.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.30%

Fees are 0.30% on equity positions and 0.10% on fixed income positions. No management fees are charged on cash, cash equivalents, or U.S. Treasuries.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

725 15th St Nw, Washington, DC, 20005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Folger Nolan Fleming Douglas Incorporated
April 2007 - Present · 19 yrs 6 mos
Folger Nolan Fleming Douglas Incorporated
September 2005 - Present · 21 yrs 1 mo
Folger Nolan Fleming Douglas IncorporatedBroker
September 2005 - Present · 21 yrs 1 mo
Previous Registrations
Folger Nolan Fleming Douglas Capital Management, INC.
September 2005 - May 2006 · 8 mos
Morgan Stanley
December 1999 - August 2005 · 5 yrs 8 mos
Morgan Stanley Dw INC.Broker
October 1999 - August 2005 · 5 yrs 10 mos
Securities Service Network, INC.Broker
March 1999 - September 1999 · 6 mos
Aetna Investment Services, INC.Broker
October 1993 - March 1999 · 5 yrs 5 mos
Aetna Life Insurance and Annuity CompanyBroker
June 1989 - October 1993 · 4 yrs 4 mos
State Registrations22 states
AZCACOCTDCDEFLIDMDMINCNHNJNVNYOKPATXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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