John Raschella
John Raschella is a registered investment advisor at The Pinnacle Financial Group, based in Rockville Centre, NY, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,540 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TPFG offers investment management services where fees range from 0.0% to 2.50% of the value of your portfolio annually. The specific fee depends on the nature of your account, the amount you invest, and other considerations. If you are on the LPL SWM platform, you will pay separate transaction fees. Fees are negotiable.
Location
9 South Long Beach Road, Rockville Centre, NY, 11570
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates under The Pinnacle Financial Group as a DBA for his LPL business and as a Registered Investment Advisor. He also officiates youth sporting events and receives a monthly fee from an RIA, dedicating about 10-20% of his time to these activities. John also engages in non-variable insurance activities.
Employment History
Current Registrations
The Pinnacle Financial Group
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
Landmark Brokerage Services, INC.Broker
Rodman & Renshaw INC.Broker
D. H. Blair & CO., INC.Broker
D. H. Blair & CO., INC.Broker
F.D. Roberts Securities, INC.Broker
D. H. Blair & CO., INC.Broker
Rooney, Pace INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.