RP
RP

R. Preator

39 Years of Experience
Los Angeles, CA
Broker

R. Preator is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 39 years of industry experience. R. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

11835 W Olympic Blvd, Ste 735 East, Los Angeles, CA, 90064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rodney owns real estate properties and serves on the board of directors for Preator, taking minimal time. He also engages in fiduciary activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2014 - Present · 11 yrs 7 mos
Ameriprise Financial Services, LLC
October 2014 - Present · 11 yrs 7 mos
Ameriprise Financial Services, LLC
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
LPL Financial LLC
June 2011 - October 2014 · 3 yrs 4 mos
LPL Financial LLCBroker
June 2011 - October 2014 · 3 yrs 4 mos
Uvest Financial Services Group, INC.
March 2011 - July 2011 · 4 mos
Uvest Financial Services Group, INC.Broker
February 2011 - July 2011 · 5 mos
Fidelity Brokerage Services LLCBroker
January 2004 - February 2009 · 5 yrs 1 mo
Metlife Securities INC.
September 2002 - October 2003 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
December 2000 - October 2003 · 2 yrs 10 mos
Metlife Securities INC.Broker
December 2000 - October 2003 · 2 yrs 10 mos
Ids Securities CORP.Broker
August 1986 - December 1986 · 4 mos
American Express Financial Advisors INC.Broker
September 1984 - October 2000 · 16 yrs 1 mo
Ids Life Insurance CompanyBroker
September 1984 - October 2000 · 16 yrs 1 mo
Ids Financial Services INC.Broker
September 1984 - December 1986 · 2 yrs 3 mos
State Registrations7 states
CACOIDNVOHUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
R. Preator - Financial Advisor | TrueAdvisor