Thomas Naylor
Thomas Naylor is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in La Jolla, CA, with 41 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4275 Executive Square, Suite 450, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2010Customer Dispute
February 1999Other Business ActivitiesSells Insurance
Thomas is involved with Northrup Burdt Insurance Services in health insurance sales since 2016, dedicating minimal time. He also owns a rental duplex in Orem, UT since 2014, also dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Gna Securities, INC.Broker
Sentra Securities CorporationBroker
Guardian Investor Services CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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