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CFP
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CFP

Peter Laurenzo

Gwn Securities INC.
41 Years of Experience
Albany, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Peter Laurenzo is a CFP-designated registered investment advisor at Gwn Securities INC., based in Albany, NY, with 41 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4 Executive Park Drive, Albany, NY, 12203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peter is a principal at Northeast Wealth Management, LLC, where he does tax preparation. Peter also works as a sole proprietor selling insurance and annuities, dedicating about a quarter of his time to each activity.

Employment History
Current Registrations
Gwn Securities INC.
January 2017 - Present · 9 yrs 9 mos
Gwn Securities INC.Broker
January 2005 - Present · 21 yrs 9 mos
Previous Registrations
Pmg Securities CorporationBroker
May 1994 - December 2004 · 10 yrs 7 mos
G. R. Phelps & CO., INC.Broker
August 1985 - May 1994 · 8 yrs 9 mos
John Hancock Distributors, INC.Broker
January 1985 - August 1985 · 7 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1984 - December 1984 · 2 mos
State Registrations13 states
AZCTFLMANCNJNVNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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