Sheila Chau
Sheila Chau is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in San Marino, CA, with 39 years of industry experience. Sheila operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
2540 Huntington Dr, Suite 105, San Marino, CA, 91108
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2021Customer Dispute
July 2013Customer Dispute
February 2011Other Business ActivitiesSells Insurance
Sheila sells medical and life insurance, dedicating about a quarter of her time to this activity. She also owns real estate, is a certified court interpreter, and serves on the board of directors for two organizations.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.