Lopez Davis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Shelby, NC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
621 South Dekalb Street, Shelby, NC, 28150
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2003Criminal
January 1979Other Business Activities
Lopez operates as Truliant Financial Advisors, a DBA for their LPL business, since April 2025. This activity is investment-related and consumes nearly full-time hours, with a significant portion dedicated to trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
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State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.