Ricardo Thomas
Ricardo Thomas is a registered investment advisor at LPL Financial LLC, based in Metairie, LA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3000 Kingman St Ste 208, Metairie, LA, 70006
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 2017Judgment / Lien
April 2011Other Business Activities
Ricardo operates under the DBA Thomas-Waddell & Assoc for his LPL business, dedicating about 10-20% of his time. He also works as a band and artist manager for TWA Entertainment and as a consultant and speaker/seminar presenter for Compassion and Choices.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Intersecurities, INC.
Intersecurities, INC.Broker
Pw Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.