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Brooks David Robinson
Synovus Securities, INC.
40 Years of Experience
3 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
High Net Worth
Synovus Securities, INC.
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
176 advisors
Number of Clients
11,990 clients
Average Client Portfolio
$591K average
Assets Under Management
$7.1B
Fee Structure
Investment Management
Planning
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $250K
1.50%
$250K - $500K
1.25%
$500K - $1.0M
1.00%
$1M+
0.75%
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
—
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Location
200 North Greenwood, Lagrange, GA, 30240
Get directions
History
Regulatory History (3)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
September 2016
Denied
Regulatory
July 2000
Final
Customer Dispute
December 1998
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Synovus Securities, INC.
March 2006 - Present · 19 yrs 11 mos
Synovus Securities, INC.
Broker
March 2006 - Present · 19 yrs 11 mos
Previous Registrations
Morgan Stanley
March 1996 - November 2005 · 9 yrs 8 mos
Morgan Stanley Dw INC.
Broker
June 1994 - November 2005 · 11 yrs 5 mos
Smith Barney INC.
Broker
May 1990 - July 1994 · 4 yrs 2 mos
Kidder, Peabody & CO. Incorporated
Broker
September 1988 - May 1990 · 1 yr 8 mos
Baker, Watts & CO., INC.
Broker
September 1984 - September 1988 · 4 yrs
State Registrations
13 states
AL
CA
CO
FL
GA
MD
MI
NC
NV
NY
SC
TN
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Brooks David Robinson - Financial Advisor | TrueAdvisor