MW
CFP · ChFC
MW
CFP · ChFC

Michael Wittenberg

41 Years of Experience
Winston-Salem, NC
BrokerSells Insurance

Michael Wittenberg is a CFP, ChFC-designated registered investment advisor, based in Winston-Salem, NC, with 41 years of industry experience.

Location

2990 Bethesda Place, Suite #606B, Winston-Salem, NC, 27103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a FINRA arbitrator/expert witness, an instructor at Forsyth Technical Community College, and is involved with Wittenberg, Priddy, Blankenship for insurance and DBA activities. He is also an author and speaker, dedicating minimal time to writing a book about estate planning.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
November 2015 - November 2020 · 5 yrs
First Allied Advisory Services, INC.
July 2012 - June 2014 · 1 yr 11 mos
First Allied Securities, INC.
December 2001 - July 2012 · 10 yrs 7 mos
First Allied Securities, INC.Broker
September 2000 - September 2022 · 22 yrs
D.E. Frey & Company, INC.Broker
July 1999 - October 2000 · 1 yr 3 mos
Dean Witter Reynolds INC.Broker
September 1984 - July 1999 · 14 yrs 10 mos
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Wittenberg - Financial Advisor | TrueAdvisor