Richard Trotta is a registered investment advisor, based in Palm Beach Gardens, FL, with 42 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
11000 Prosperity Farms Road Suite 300, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2020Denied
Other Business Activities
Richard serves as treasurer for VoteWater and Friends of the Everglades, and as a director for the Rayni Foundation. He also acts as trustee for several trusts, overseeing assets, distributions, and compliance, dedicating minimal time to each.
Employment History
Current Registrations
Thurston Springer Advisors
March 2022 - Present · 4 yrs 7 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
March 2022 - Present · 4 yrs 7 mos
Thurston, Springer, Miller, Herd & Titak, INC.
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
May 2012 - March 2022 · 9 yrs 10 mos
Ameriprise Financial Services, LLCBroker
April 2012 - March 2022 · 9 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2012 · 2 yrs 10 mos
Citigroup Global Markets INC.
January 2005 - June 2009 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2005 - June 2009 · 4 yrs 5 mos
Wachovia Securities, LLC
October 1999 - January 2005 · 5 yrs 3 mos
Wachovia Securities, LLCBroker
October 1999 - January 2005 · 5 yrs 3 mos
First Union Capital Markets CORP.Broker
March 1999 - October 1999 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - March 1999 · 9 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1989 - November 1989 · 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1987 - September 1989 · 2 yrs 6 mos
Dean Witter Reynolds INC.Broker
September 1984 - March 1987 · 2 yrs 6 mos
State Registrations18 states
AZCADCFLGAMAMDNCNJNVNYOHPASCTNTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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