Rachel Hastings is a registered investment advisor at Morgan Stanley, based in Milwaukee, WI, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
411 East Wisconsin Avenue, Suite 2200, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1990 - July 1993 · 3 yrs 6 mos
Dain Bosworth IncorporatedBroker
October 1988 - December 1989 · 1 yr 2 mos
The Milwaukee CompanyBroker
May 1986 - October 1988 · 2 yrs 5 mos
State Registrations38 states
AZCACODCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENJNVNYOHORPASCSDTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.