Diane Mcmullin is a registered investment advisor at LPL Financial LLC, based in Wheaton, IL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wheaton, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Diane operates DMAC Financial Services as a DBA for her LPL business since 2010. She also owns a real estate rental property called Heaven on Hamlin, dedicating a few hours per week to administration.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waterstone Financial Group, INC.Broker
Waterstone Financial Group, INC.
High Mark Securities, INC.Broker
Royal Alliance Associates, INC.Broker
High Mark Securities, INC.
High Mark Securities, INC.Broker
Mtl Equity Products, INC.Broker
Iac Securities, INC.Broker
Tri-Merica Securities CorporationBroker
Soares Financial Group, INC.Broker
Soares Financial Group, INC.Broker
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.