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Mark Wetterholm

LPL Financial LLC
41 Years of Experience
Bakersfield, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Wetterholm is a registered investment advisor at LPL Financial LLC, based in Bakersfield, CA, with 41 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bakersfield, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1985
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark provides insurance services including life, disability, health, and long-term care. He is also a full-time special education teacher, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
September 2004 - July 2025 · 20 yrs 10 mos
Next Financial Group, INC.Broker
September 2004 - July 2025 · 20 yrs 10 mos
Wall Street Financial Group, INC
November 2002 - October 2004 · 1 yr 11 mos
Wall Street Financial Group, INC.Broker
August 2002 - October 2004 · 2 yrs 2 mos
California Financial Network, INC.
December 2001 - December 2004 · 3 yrs
California Financial Network, INC.Broker
July 2001 - September 2002 · 1 yr 2 mos
Brookstreet Securities CorporationBroker
September 1999 - July 2001 · 1 yr 10 mos
Securities America, INC.Broker
September 1994 - September 1999 · 5 yrs
Nationwide Investment Services CorporationBroker
March 1994 - November 1996 · 2 yrs 8 mos
Robert Thomas Securities, INCBroker
June 1992 - June 1994 · 2 yrs
MML Investors Services, INC.Broker
April 1991 - May 1992 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
September 1984 - April 1991 · 6 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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