James Gandy is a registered investment advisor at Post Oak Financial, LLC, based in Houston, TX, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Post Oak Financial does not offer direct asset management services. Instead, Post Oak Financial refers clients to third-party money managers, such as Gradient Investments, LLC. Fees for asset management are billed according to the third-party money manager's fee schedule.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns Isthmus Capital, LLC and has been selling or consulting on life insurance, premium finance, and life agency matters since 2006.
Employment History
Current Registrations
Post Oak Financial, LLC
Previous Registrations
Multi-Financial Securities Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.