James Covington
James Covington is a registered investment advisor at Raymond James & Associates, INC., based in Columbia, SC, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1230 Main Street, Suite 300, Columbia, SC, 29201
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2016Customer Dispute
November 2009Customer Dispute
March 2009Customer Dispute
May 2003Customer Dispute
February 2003Other Business Activities
James is a member and current Chair of the Hollings Cancer Center Advisory Board, dedicating a few hours per week. He is also the owner/proprietor of Tiger Dawg Investments, LLC, spending minimal time collecting and disbursing funds and maintaining records for the company.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Brokers Exchange, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.