Roy Ness is a CFP-designated registered investment advisor, based in Grand Junction, CO, with 41 years of industry experience.
Location
145 Grand Ave, Ste A, Grand Junction, CO, 81501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roy owns an office building and a rental townhome, dedicating minimal time to these activities. Roy is also an independent insurance agent for various insurance companies, spending a few hours per week on this investment-related activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Financial West Group
Financial West GroupBroker
Interpacific Investors Services, INC.Broker
Liberty Securities CorporationBroker
Gaf Financial and Insurance ServicesBroker
Pamco Securities and Insurance ServicesBroker
A. G. Edwards & Sons, INC.Broker
B.C. Christopher Securities CO.Broker
Pittock Financial CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.