Edward Harkins is a registered investment advisor, based in Naples, FL, with 34 years of industry experience.
Location
Naples, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward is an advisor at Hunter Financial Advisors, Inc., dedicating full-time hours to this role. He also works as an independent insurance contractor, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
First Allied Securities, INC.Broker
December 2014 - September 2022 · 7 yrs 9 mos
First Allied Advisory Services, INC.
December 2014 - November 2020 · 5 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
July 2005 - December 2014 · 9 yrs 5 mos
National Planning CorporationBroker
February 2000 - December 2014 · 14 yrs 10 mos
Royal Alliance Associates, INC.Broker
November 1995 - February 2000 · 4 yrs 3 mos
Nathan & Lewis Securities, INC.Broker
July 1994 - November 1995 · 1 yr 4 mos
Investacorp, INC.Broker
March 1994 - August 1994 · 5 mos
Cigna Financial Advisors,inc.Broker
September 1991 - January 1994 · 2 yrs 4 mos
State Registrations4 states
CACTFLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.