Roger Shake is a CFP-designated registered investment advisor, based in Plano, TX, with 30 years of industry experience.
Location
5340 Legacy Drive, Ste 165, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is a VP/Manager at Legacy CG, LLC dba Legacy Consulting Group RIA, dedicating nearly full-time hours to this role. He also holds a general lines agent insurance license for insurance sales activity.
Employment History
Current Registrations
Perryman Securities, INC.Broker
Legacy Consulting Group
Previous Registrations
Sws Financial Services
Sws Financial ServicesBroker
Intersecurities, INC.Broker
Ids Marketing CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.