TD
CFP
TD
CFP

Thomas Defino

40 Years of Experience
Toms River, NJ
Broker

Thomas Defino is a CFP-designated registered investment advisor at Morgan Stanley, based in Toms River, NJ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1433 Hooper Avenue, Toms River, NJ, 08753

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is an independent contractor for Toms River Football Club and Celtic Elite LLC, starting in 2017 and 1993 respectively. He runs 90-minute training sessions and camps, dedicating minimal time outside business hours to these activities.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1991 - July 1993 · 2 yrs 2 mos
Mid-State Securities CORP.Broker
April 1985 - May 1991 · 6 yrs 1 mo
State Registrations27 states
AZCACTDEFLGAIAILMAMDMENCNHNJNVNYOHORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Defino - Financial Advisor | TrueAdvisor